Alternative Trading Systems

Results: 286



#Item
181United States securities law / Financial system / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Broker-dealer / U.S. Securities and Exchange Commission / Alternative Trading Systems / Securities and Exchange Commission / Financial markets / Financial economics / Finance

Notice of Filing of Proposed Rule Changes to Amend EDGA Rules Regarding Market Access

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Source URL: www.sec.gov

Language: English - Date: 2012-07-03 10:49:01
182Economy of the United States / Financial economics / Regulation NMS / Investment / Order / Securities Exchange Act / U.S. Securities and Exchange Commission / Alternative Trading Systems / United States Securities and Exchange Commission / Chicago Stock Exchange / Stock market

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-10-26 09:48:01
183Finance / Securities Exchange Act / Alternative Trading Systems / U.S. Securities and Exchange Commission / Pacific Exchange / PCX / Short / Securities and Exchange Commission / Broker-dealer / Financial markets / Financial economics / Financial system

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend Certain Exceptions from the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc.; Rel. No

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Source URL: www.sec.gov

Language: English - Date: 2005-11-22 17:31:29
184Stock market / Investment / Finance / Regulation NMS / Order / Mathematical finance / Alternative Trading Systems / Algorithmic trading / Securities Exchange Act / Financial markets / United States Securities and Exchange Commission / Financial economics

Order Approving a Proposed Rule Change to Amend BYX Rule 11.9, entitled "Orders and Modifiers" and BYX Rule 11.13, entitled "Order Execution"

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Source URL: www.sec.gov

Language: English - Date: 2011-06-28 09:37:47
185Investment / Alternative Trading Systems / Securities Exchange Act / Futures contract / Algorithmic trading / Form 144 / Financial markets / Financial economics / Finance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Access, Connectivity, and Testing

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Source URL: www.sec.gov

Language: English - Date: 2012-11-06 06:59:01
186Regulation NMS / Investment / Finance / Stock market / Alternative Trading Systems / U.S. Securities and Exchange Commission / National Market System / Rulemaking / Market data / Financial markets / United States Securities and Exchange Commission / Financial economics

Final Rule: Regulation NMS

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Source URL: www.sec.gov

Language: English - Date: 2005-06-22 15:28:08
187United States Securities and Exchange Commission / Stock market / Finance / Economy of the United States / International Securities Exchange / Regulation NMS / Alternative Trading Systems / Order / Securities Exchange Act / Financial markets / Financial economics / Investment

Microsoft Word - DA0C8AE5.doc

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Source URL: www.sec.gov

Language: English - Date: 2006-09-29 17:29:00
18873rd United States Congress / Economy of the United States / Financial regulation / Securities Exchange Act / Financial economics / Regulation NMS / U.S. Securities and Exchange Commission / Alternative Trading Systems / Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Chicago Stock Exchange

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 9, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exc

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Source URL: www.sec.gov

Language: English - Date: 2004-07-12 08:51:19
189Investment / Finance / United States securities law / United States Securities and Exchange Commission / Mathematical finance / Securities Exchange Act / Alternative Trading Systems / Order / Federal Rules of Civil Procedure / Financial markets / Financial economics / Stock market

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Text of NSX Rule[removed]to Clarify the Manner in which Certain Orders are Routed by the Exchange to Other Market Centers

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Source URL: www.sec.gov

Language: English - Date: 2012-08-14 14:44:28
190Investment / Finance / International Securities Exchange / Stock market / Regulation NMS / Alternative Trading Systems / Order / Securities Exchange Act / Market maker / Financial markets / Financial economics / United States Securities and Exchange Commission

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-09-29 17:28:02
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